Library of Congress >> MARC >> Bibliographic >> leader

Leader (NR)


MARC 21 Bibliographic - full
November 2016

Indicators and Subfield Codes

Has no indicators or subfield codes; the data elements are positionally defined.

Character Positions
00-04 - Record length
05 - Record status
a - Increase in encoding level
c - Corrected or revised
d - Deleted
n - New
p - Increase in encoding level from prepublication
06 - Type of record
a - Language material
c - Notated music
d - Manuscript notated music
e - Cartographic material
f - Manuscript cartographic material
g - Projected medium
i - Nonmusical sound recording
j - Musical sound recording
k - Two-dimensional nonprojectable graphic
m - Computer file
o - Kit
p - Mixed materials
r - Three-dimensional artifact or naturally occurring object
t - Manuscript language material
07 - Bibliographic level
a - Monographic component part
b - Serial component part
c - Collection
d - Subunit
i - Integrating resource
m - Monograph/Item
s - Serial
08 - Type of control
# - No specified type
a - Archival
09 - Character coding scheme
# - MARC-8
a - UCS/Unicode
10 - Indicator count
2 - Number of character positions used for indicators
11 - Subfield code count
2 - Number of character positions used for a subfield code
12-16 - Base address of data
[number] - Length of Leader and Directory
17 - Encoding level
# - Full level
1 - Full level, material not examined
2 - Less-than-full level, material not examined
3 - Abbreviated level
4 - Core level
5 - Partial (preliminary) level
7 - Minimal level
8 - Prepublication level
u - Unknown
z - Not applicable
18 - Descriptive cataloging form
# - Non-ISBD
a - AACR 2
c - ISBD punctuation omitted
i - ISBD punctuation included
n - Non-ISBD punctuation omitted
u - Unknown
19 - Multipart resource record level
# - Not specified or not applicable
a - Set
b - Part with independent title
c - Part with dependent title
20 - Length of the length-of-field portion
4 - Number of characters in the length-of-field portion of a Directory entry
21 - Length of the starting-character-position portion
5 - Number of characters in the starting-character-position portion of a Directory entry
22 - Length of the implementation-defined portion
0 - Number of characters in the implementation-defined portion of a Directory entry
23 - Undefined
0 - Undefined

FIELD DEFINITION AND SCOPE

Fixed field that comprises the first 24 character positions (00-23) of each bibliographic record and consists of data elements that contain numbers or coded values that define the parameters for the processing of the record.

Character positions 20-23 comprise the Entry map for the Directory. They contain four one-character numbers that specify the structure of the entries in the Directory. More detailed information about the structure of the Leader is contained in MARC 21 Specifications for Record Structure, Character Sets, and Exchange Media.


GUIDELINES FOR APPLYING CONTENT DESIGNATORS

CHARACTER POSITIONS

00-04 - Record length

Computer-generated, five-character number equal to the length of the entire record, including itself and the record terminator. The number is right justified and unused positions contain zeros.


05 - Record status

One-character alphabetic code that indicates the relationship of the record to a file for file maintenance purposes.

a - Increase in encoding level

Encoding level (Leader/17) of the record has been changed to a higher encoding level.

Indicates an increase in the level of cataloging (e.g., code a is used when a preliminary cataloging record (code 5 in Leader/17) is raised to full cataloging level (code # in Leader/17)).

c - Corrected or revised

Addition/change other than in the Encoding level code has been made to the record.

d - Deleted

Record has been deleted.

n - New

Record is newly input.

p - Increase in encoding level from prepublication

Prepublication record has had a change in cataloging level resulting from the availability of the published item.

Example: a CIP record (code 8 in Leader/17)) upgraded to a full record (code # or 1 in Leader/17.)


06 - Type of record

One-character alphabetic code used to define the characteristics and components of the record.

Used to differentiate MARC records created for various types of content and material and to determine the appropriateness and validity of certain data elements in the record.

Microforms, whether original or reproductions, are not identified by a distinctive Type of record code. The type of content characteristics described by the codes take precedence over the microform characteristics of the item. Computer files are identified by a distinctive Type of record code only if they belong to certain categories of electronic resources as specified below; in all other cases the type of content characteristics described by the other codes take precedence over the computer file characteristics of the item.

Determination of the code for a multi-item bibliographic entity (types of material are those specified by values a through t below):

Items are multiple forms of material

  • o (Kit) - entity is issued as a single unit; no type of material predominates
  • p (Mixed materials) - entity is a made-up collection; no type of material predominates
  • other codes - entity is a made-up collection; one type of material predominates

Items are all one form of material

  • any except o or p - all cases
a - Language material

Used for non-manuscript language material. Manuscript language material uses code t.

Includes microforms and electronic resources that are basically textual in nature, whether they are reproductions from print or originally produced.

c - Notated music

Used for printed, microform, or electronic notated music.

d - Manuscript notated music

Used for manuscript notated music or a microform of manuscript music.

e - Cartographic material

Used for non-manuscript cartographic material or a microform of non-manuscript cartographic material.

Includes maps, atlases, globes, digital maps, and other cartographic items.

f - Manuscript cartographic material

Used for manuscript cartographic material or a microform of manuscript cartographic material.

g - Projected medium

Used for motion pictures, videorecordings (including digital video), filmstrips, slide, transparencies or material specifically designed for projection.

Material specifically designed for overhead projection is also included in this type of record category.

i - Nonmusical sound recording

Used for a recording of nonmusical sounds (e.g., speech).

j - Musical sound recording

Used for a musical sound recording (e.g., phonodiscs, compact discs, or cassette tapes.

k - Two-dimensional nonprojectable graphic

Used for two-dimensional nonprojectable graphics such as, activity cards, charts, collages, computer graphics, digital pictures, drawings, duplication masters, flash cards, paintings, photo CDs, photomechanical reproductions, photonegatives, photoprints, pictures, postcards, posters, prints, spirit masters, study prints, technical drawings, transparency masters, and reproductions of any of these.

m - Computer file

Used for the following classes of electronic resources: computer software (including programs, games, fonts), numeric data, computer-oriented multimedia, online systems or services. For these classes of materials, if there is a significant aspect that causes it to fall into another Leader/06 category, the code for that significant aspect is used instead of code m (e.g., vector data that is cartographic is not coded as numeric but as cartographic). Other classes of electronic resources are coded for their most significant aspect (e.g. language material, graphic, cartographic material, sound, music, moving image). In case of doubt or if the most significant aspect cannot be determined, consider the item a computer file.

o - Kit

Used for a mixture of various components issued as a unit and intended primarily for instructional purposes where no one item is the predominant component of the kit.

Examples are packages of assorted materials, such as a set of school social studies curriculum material (books, workbooks, guides, activities, etc.), or packages of educational test materials (tests, answer sheets, scoring guides, score charts, interpretative manuals, etc.).

p - Mixed materials

Used when there are significant materials in two or more forms that are usually related by virtue of their having been accumulated by or about a person or body. Includes archival fonds and manuscript collections of mixed forms of materials, such as text, photographs, and sound recordings.

Intended primary purpose is other than for instructional purposes (i.e., other than the purpose of those materials coded as o (Kit)).

r - Three-dimensional artifact or naturally occurring object

Includes man-made objects such as models, dioramas, games, puzzles, simulations, sculptures and other three-dimensional art works, exhibits, machines, clothing, toys, and stitchery. Also includes naturally occurring objects such as, microscope specimens (or representations of them) and other specimens mounted for viewing.

t - Manuscript language material

Used for manuscript language material or a microform of manuscript language material. This category is applied to items for language material in handwriting, typescript, or computer printout including printed materials completed by hand or by keyboard. At the time it is created, this material is usually intended, either implicitly or explicitly, to exist as a single instance. Examples include marked or corrected galley and page proofs, manuscript books, legal papers, and unpublished theses and dissertations.


07 - Bibliographic level

One-character alphabetic code indicating the bibliographic level of the record.

a - Monographic component part

Monographic bibliographic unit that is physically attached to or contained in another unit such that the retrieval of the component part is dependent on the identification and location of the host item or container. Contains fields that describe the component part and data that identify the host, field 773 (Host Item Entry).

Examples of monographic component parts with corresponding host items include an article in a single issue of a periodical, a chapter in a book, a band on a phonodisc, and a map on a single sheet that contains several maps.

b - Serial component part

Serial bibliographic unit that is physically attached to or contained in another unit such that the retrieval of the component part is dependent on the identification and location of the host item or container. Contains fields that describe the component part and data that identify the host, field 773 (Host Item Entry).

Example of a serial component part with corresponding host item is a regularly appearing column or feature in a periodical.

c - Collection

Made-up multipart group of items that were not originally published, distributed, or produced together. The record describes units defined by common provenance or administrative convenience for which the record is intended as the most comprehensive in the system.

d - Subunit

Part of collection, especially an archival unit described collectively elsewhere in the system. Contains fields that describe the subunit and data that identify the host item.

Subunits may be items, folders, boxes, archival series, subgroups, or subcollections.

i - Integrating resource

Bibliographic resource that is added to or changed by means of updates that do not remain discrete and are integrated into the whole. Examples include updating loose-leafs and updating Web sites.

Integrating resources may be finite or continuing.

m - Monograph/Item

Item either complete in one part (e.g., a single monograph, a single map, a single manuscript, etc.) or intended to be completed, in a finite number of separate parts (e.g., a multivolume monograph, a sound recording with multiple tracks, etc.).

s - Serial

Bibliographic item issued in successive parts bearing numerical or chronological designations and intended to be continued indefinitely. Includes periodicals; newspapers; annuals (reports, yearbooks, etc.); the journals, memoirs, proceedings, transactions, etc., of societies; and numbered monographic series, etc.


08 - Type of control
# - No specified type

No type applies to the item being described.

a - Archival

Material is described according to archival descriptive rules, which focus on the contextual relationships between items and on their provenance rather than on bibliographic detail. The specific set of rules for description may be found in field 040, subfield $e. All forms of material can be controlled archivally.


09 - Character coding scheme

Identifies the character coding scheme used in the record.

Coding scheme used affects the number of octets needed per character, the placement of non-spacing characters, and the use of escape sequences and may affect the character repertoire. Detailed information on the character sets used in MARC 21 records is contained in MARC 21 Specifications for Record Structure, Character Sets, and Exchange Media.

# - MARC-8

Character coding in the record uses the 8-bit character sets described in MARC 21 Specifications for Record Structure, Character Sets, and Exchange Media. Non-default character sets used are identified in field 066.

a - UCS/Unicode

Character coding in the record makes use of characters from the Universal Coded Character Set (UCS) (ISO 10646), or Unicode™, an industry subset.


10 - Indicator count

Computer-generated number 2 that indicates the number of character positions used for indicators in a variable data field.

An indicator character position contains a code which conveys information that interprets or supplements the data found in the field. In MARC 21, two character positions at the beginning of each variable data field are reserved for indicators; therefore, the Indicator count is always 2.

2 - Number of character positions used for indicators

11 - Subfield code count

Computer-generated number 2 that indicates the number of character positions used for each subfield code in a variable data field.

Each data element in a variable data field is identified by a subfield code. In MARC 21, a subfield code consists of a delimiter ($) and a lowercase alphabetic or numeric data element identifier; therefore, the Subfield code count is always 2.

2 - Number of character positions used for a subfield code

12-16 - Base address of data

Computer-generated, five-character numeric string that indicates the first character position of the first variable control field in a record. The number is right justified and each unused position contains a zero.

The number is the base from which the starting character position of all the other fields in the record is addressed in the Directory. (The starting character position in the Directory entry for each field of the record is relative to the first character of the first variable control field rather than the beginning of the record.) The Base address of data is equal to the sum of the lengths of the Leader and the Directory, including the field terminator character at the end of the Directory.

[number] - Length of Leader and Directory

17 - Encoding level

One-character alphanumeric code that indicates the fullness of the bibliographic information and/or content designation of the MARC record.

# - Full level

Most complete MARC record created from information derived from an inspection of the physical item.

For serials, at least one issue of the serial is inspected.

1 - Full level, material not examined

Next most complete MARC record after the full level created from information derived from an extant description of the item (e.g., a printed catalog card or a description in an institutional guide) without reinspection of the physical item. Used primarily in the retrospective conversion of records when all of the information on the extant description is transcribed. Certain control field coding and other data (e.g., field 043 (Geographic Area Code)) are based only on explicit information in the description.

2 - Less-than-full level, material not examined

Less-than-full level record (i.e., a record that falls between minimal level and full) created from an extant description of the material (e.g., a printed catalog card) without reinspection of the physical item. Used primarily in the retrospective conversion of records when all of the descriptive access points but only a specified subset of other data elements are transcribed. Authoritative headings may not be current.

3 - Abbreviated level

Brief record that does not meet minimal level cataloging specifications. Headings in the records may reflect established forms to the extent that such forms were available at the time the record was created.

4 - Core level

Less-than-full but greater-than-minimal level cataloging record that meets core record standards for completeness.

5 - Partial (preliminary) level

Preliminary cataloging level record that is not considered final by the creating agency (e.g., the headings may not reflect established forms; the record may not meet national-level cataloging specifications).

7 - Minimal level

Record that meets the U.S. National Level Bibliographic Record minimal level cataloging specifications and is considered final by the creating agency. Headings have been checked against an authority file and reflect established forms to the extent that such forms were available at the time the minimal level record was created. The U.S. requirements for minimal-level records can be found in National Level and Minimal Level Record Requirements

8 - Prepublication level

Prepublication level record. Includes records created in cataloging in publication programs.

u - Unknown

Used by an agency receiving or sending data with a local code in Leader/17 cannot adequately determine the appropriate encoding level of the record. Code u thus replaces the local code. Not used in newly input or updated records.

For example, code u is used in Dublin Core originated records.

z - Not applicable

Concept of encoding level does not apply to the record.


18 - Descriptive cataloging form

One-character alphanumeric code that indicates characteristics of the descriptive data in the record through reference to cataloging norms. Subfield $e (Description conventions) of field 040 (Cataloging Source) also contains information on the cataloging conventions used.

# - Non-ISBD

Descriptive portion of the record does not follow International Standard Bibliographic Description (ISBD) cataloging and punctuation provisions.

a - AACR 2

Descriptive portion of the record is formulated according to the description and punctuation provisions as incorporated into the Anglo-American Cataloging Rules, 2nd Edition (AACR 2) and its manuals.

c - ISBD punctuation omitted

Descriptive portion of the record contains the punctuation provisions of ISBD, except ISBD punctuation is not present at the end of a subfield.

i - ISBD punctuation included

Descriptive portion of the record contains the punctuation provisions of ISBD.

n - Non-ISBD punctuation omitted

Descriptive portion of the record does not follow International Standard Bibliographic Description (ISBD) cataloging and punctuation provisions, and punctuation is not present at the end of a subfield.

u - Unknown

Institution receiving or sending data in Leader/18 cannot adequately determine the appropriate descriptive cataloging form used in the record. May be used in records converted from another metadata format.


19 - Multipart resource record level

Record level to which a resource pertains and any record dependencies. This information will facilitate processing the record in different situations. For example, the record may describe a set of items, or it may describe a part of a set. The part may only have a dependent title to be used for identification purposes thus requiring use of additional information to understand its context.

# - Not specified or not applicable

The distinction between record levels is not specified or not applicable for the type of resource.

a - Set

Record is for a set consisting of multiple items.

b - Part with independent title

The record is for a resource which is part of a set and has a title that allows it to be independent of the set record.

c - Part with dependent title

The record is for a resource which is part of a set but has a title that makes it dependent on the set record to understand its context.


20 - Length of the length-of-field portion

Always contains a 4.

4 - Number of characters in the length-of-field portion of a Directory entry

21 - Length of the starting-character-position portion

Always contains a 5.

5 - Number of characters in the starting-character-position portion of a Directory entry

22 - Length of the implementation-defined portion

Always contains a 0.

0 - Number of characters in the implementation-defined portion of a Directory entry

23 - Undefined

Always contains a 0.


INPUT CONVENTIONS

System-Generated Elements - Following Leader elements are usually system generated:

00-04 Logical record length
05 Record status
09 Character coding scheme
10 Indicator count
11 Subfield code count
12-16 Base address of data
19 Linked record requirement
20-23 Entry map

It is common for default values in other Leader elements to be generated automatically as well.

Dependencies

Field 008/18-34 Configuration
If Leader/06 = a and Leader/07 = a, c, d, or m: Books
If Leader/06 = a and Leader/07 = b, i, or s: Continuing Resources
If Leader/06 = t: Books
If Leader/06 = c, d, i, or j: Music
If Leader/06 = e, or f: Maps
If Leader/06 = g, k, o, or r: Visual Materials
If Leader/06 = m: Computer Files
If Leader/06 = p: Mixed Materials

Capitalization - Alphabetic codes are input as lowercase letters.


CONTENT DESIGNATOR HISTORY

06 - Type of record
b - Archival and manuscripts control [OBSOLETE, 1995]
h - Microform publications [OBSOLETE, 1972] [USMARC only]
n - Special instructional material [OBSOLETE, 1983]
07 - Bibliographic level
p - Pamphlet [OBSOLETE, 1988] [CAN/MARC only]
i - Integrating resource [NEW, 2001]
08 - Type of control [NEW, 1995]
17 - Encoding level
0 - Full level with item [OBSOLETE, 1997] [CAN/MARC only]
6 - Minimal level [OBSOLETE, 1997] [CAN/MARC only]
18 - Descriptive cataloging form
c - ISBD punctuation omitted [NEW, 2010]
i - ISBD [REDEFINED, 2010]
n - Non-ISBD punctuation omitted [NEW, 2016]
p - Record is in partial ISBD form [OBSOLETE, 1987]
r - Record is in provisional form [OBSOLETE, 1981]
19 - Linked-record code [REDEFINED, 2007]
# - Related record not required [REDEFINED, 2007]
a - Set [NEW, 2007]
b - Part with independent title [NEW, 2007]
c - Part with dependent title [NEW, 2007]
r - Linked record requirement [OBSOLETE, 2007]
2 - Open entry for a collection [OBSOLETE, 1984] [CAN/MARC only]

Library of Congress >> MARC >> Bibliographic >> leader
(11/17/2016)
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