MARC 21 Concise Authority: See From Tracing Fields (4XX)
This is an ARCHIVED VERSION of the 2000 electronic
edition of the MARC 21 Concise Formats. Please see www.loc.gov/marc/concise/
for the most up-to-date version of the electronic MARC 21 Concise Formats.
Fields 400-485, the See From tracing fields, are used to identify unauthorized
forms of headings and other variants not chosen as an authorized form. General
information about these MARC 21 data elements is presented in the
Tracings and References--General Information section.
Information for Translators and Other Users
Items highlighted in red indicate changes made
after the 1998 edition of the USMARC Concise Formats was published (This
publication included the 1993 base text, along with Updates No. 1 (July 1995)
and No. 2 (March 1997) of the USMARC Format for Authority Data).
See From tracings are recorded in one of the following fields:
Used in an established heading or established heading and subdivision record to
trace a see from reference from a personal name not used in an established heading.
See field
100 for descriptions of most content designators.
Indicators
- First - Type of personal name entry
element
- 0 - Forename
- 1 - Surname
- 3 - Family name
- Second - Undefined
Subfield Codes
- $a - Personal name
(NR)
- $b - Numeration
(NR)
- $c - Titles and other words associated
with a name
(R)
- $d - Dates associated with a name
(NR)
- $e - Relator term
(R)
- $f - Date of a work
(NR)
- $g - Miscellaneous information
(NR)
- $h - Medium
(NR)
- $i - Reference instruction phrase
(NR)
See
Tracings and
References
- $j - Attribution qualifier (R)
Attribution information for names when the responsibility is unknown or uncertain.
- $k - Form subheading
(R)
- $l - Language of a work
(NR)
- $m - Medium of performance for music
(R)
- $n - Number of part/section of a work
(R)
- $o - Arranged statement for music
(NR)
- $p - Name of part/section of a work
(R)
- $q - Fuller form of name
(NR)
- $r - Key for music
(NR)
- $s - Version
(NR)
- $t - Title of a work
(NR)
- $v - Form subdivision
(R)
- $w - Control subfield
(NR)
See
Tracings and
References
- 0 - Special relationship
- 1 - Tracing use restriction
- 2 - Earlier form of heading
- 3 - Reference display
- $x - General subdivision
(R)
- $y - Chronological subdivision
(R)
- $z - Geographic subdivision
(R)
- $5 - Institution to which field applies
(R)
See
Control Subfields
- $6 - Linkage
(NR)
See
Control Subfields
- $8 - Field link and sequence number
(R)
See
Control Subfields
Examples
400 |
1#$aSingh, Bhagat,
$d1921-
|
400 |
1#$aBeethoven, Ludwig van,
$d1770-1827.
$tKonzert für
Violine und Orchester D-Dur op. 61 |
400 |
1#$aBlackbeard, Author of,
$d1777-1852 |
400 |
0#$aAuthor of Blackbeard,
$d1777-1852 |
400 |
0#$aJesus Christ
$xInterpretations, New
Testament |
400 |
3#$aAngiò, House of |
400 |
1#$aCampbell, Stan.
$tBibleLog for adults.
$pThru the Old Testament series |
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Used in an established heading or established heading and subdivision record to
trace a see from reference from a corporate name not used in an established heading.
See field
110 for descriptions of most content designators.
Indicators
- First - Type of corporate name entry
element
- 0 - Inverted name
- 1 - Jurisdiction
name
- 2 - Name in direct
order
- Second - Undefined
Subfield Codes
- $a - Corporate name or jurisdiction name
as entry element
(NR)
- $b - Subordinate unit
(R)
- $c - Location of meeting
(NR)
- $d - Date of meeting or treaty signing
(R)
- $e - Relator term
(R)
- $f - Date of a work
(NR)
- $g - Miscellaneous information
(NR)
- $h - Medium
(NR)
- $i - Reference instruction phrase
(NR)
See
Tracings and
References
- $k - Form subheading
(R)
- $l - Language of a work
(NR)
- $m - Medium of performance for music
(R)
- $n - Number of part/section/meeting
(R)
- $o - Arranged statement for music
(NR)
- $p - Name of part/section of a work
(R)
- $r - Key for music
(NR)
- $s - Version
(NR)
- $t - Title of a work
(NR)
- $v - Form subdivision
(R)
- $w - Control subfield
(NR)
See
Tracings and
References
- 0 - Special relationship
- 1 - Tracing use restriction
- 2 - Earlier form of heading
- 3 - Reference display
- $x - General subdivision
(R)
- $y - Chronological subdivision
(R)
- $z - Geographic subdivision
(R)
- $5 - Institution to which field applies
(R)
See
Control Subfields
- $6 - Linkage
(NR)
See
Control Subfields
- $8 - Field link and sequence number
(R)
See
Control Subfields
Examples
410 |
1#$aHonduras.
$bEstudios
Territoriales, Oficina de |
410 |
1#$aVenezuela.
$tAmendment
of exchange agreement no. 2 |
410 |
1#$aSan Francisco (Calif.).
$bChinatown |
410 |
2#$aCISNU |
410 |
2#$wnnaa
$aConföderation
Iranischer Studenten |
410 |
2#$aPierre Lherminier (Firm) |
410 |
2#$aCentro de Estudios de Historia de
México.
$kManuscript.
$sCódice Condumex |
410 |
2#$aMuseum of Northern Arizona.
$tBiology research report |
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Used in an established heading or established heading and subdivision record to
trace a see from reference from a meeting name not used in an established heading.
See field
111 for descriptions of most content designators.
Indicators
- First - Type of meeting name entry
element
- 0 - Inverted name
- 1 - Jurisdiction
name
- 2 - Name in direct
order
- Second - Undefined
Subfield Codes
- $a - Meeting name or jurisdiction name as
entry element
(NR)
- $c - Location of meeting
(NR)
- $d - Date of meeting
(NR)
- $e - Subordinate unit
(R)
- $f - Date of a work
(NR)
- $g - Miscellaneous information
(NR)
- $h - Medium
(NR)
- $i - Reference instruction phrase
(NR)
See
Tracings and
References
- $k - Form subheading
(R)
- $l - Language of a work
(NR)
- $n - Number of part/section/meeting
(R)
- $p - Name of part/section of a work
(R)
- $q - Name of meeting following
jurisdiction name entry element
(NR)
- $s - Version
(NR)
- $t - Title of a work
(NR)
- $v - Form subdivision
(R)
- $w - Control subfield
(NR)
See
Tracings and
References
- 0 - Special relationship
- 1 - Tracing use restriction
- 2 - Earlier form of heading
- 3 - Reference display
- $x - General subdivision
(R)
- $y - Chronological subdivision
(R)
- $z - Geographic subdivision
(R)
- $5 - Institution to which field applies
(R)
See
Control Subfields
- $6 - Linkage
(NR)
See
Control Subfields
- $8 - Field link and sequence number
(R)
See
Control Subfields
Examples
411 |
2#$aSymposium on Laser Anemometry,
International |
411 |
1#$wnnaa
$aBayreuth (Germany)
$qFestspiele.
$eOrchester |
411 |
2#$aJakob-Stainer-Symposium
$d(1983 :
$cInnsbruck,
Austria) |
411 |
2#$aInternational Population Conference
$d(1959 :
$cVienna, Austria).
$eArbeitsausschuss des
Kongresses |
411 |
2#$aCarlsberg Expedition to Phoenicia
$d(1958-1959).
$tPublications of the Carlsberg Expedition to
Phoenicia |
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Used in an established heading or established heading and subdivision record to
trace a see from reference from a uniform title not used in an established heading.
See field
130 for descriptions of most content designators.
Indicators
- First - Undefined
- Second - Nonfiling characters
- 0-9 Number of nonfiling characters
A value that specifies the number of character
positions associated with a definite or indefinite article
(e.g., Le, An) at the beginning of a title that are
disregarded in sorting and filing processes.
Subfield Codes
- $a - Uniform title
(NR)
- $d - Date of treaty signing
(R)
- $f - Date of a work
(NR)
- $g - Miscellaneous information
(NR)
- $h - Medium
(NR)
- $i - Reference instruction phrase
(NR)
See
Tracings and
References
- $k - Form subheading
(R)
- $l - Language of a work
(NR)
- $m - Medium of performance for music
(R)
- $n - Number of part/section of a work
(R)
- $o - Arranged statement for music
(NR)
- $p - Name of part/section of a work
(R)
- $r - Key for music
(NR)
- $s - Version
(NR)
- $t - Title of a work
(NR)
- $v - Form subdivision
(R)
- $w - Control subfield
(NR)
See
Tracings and
References
- 0 - Special relationship
- 1 - Tracing use restriction
- 2 - Earlier form of heading
- 3 - Reference display
- $x - General subdivision
(R)
- $y - Chronological subdivision
(R)
- $z - Geographic subdivision
(R)
- $5 - Institution to which field applies
(R)
See
Control Subfields
- $6 - Linkage
(NR)
See
Control Subfields
- $8 - Field link and sequence number
(R)
See
Control Subfields
Examples
430 |
#0$aChronicles of Narnia (Collier Books
(Firm)) |
430 |
#0$aGestion (Presses universitaires de
France) |
430 |
#0$aBible
$xInfluence
$yMiddle Ages |
430 |
#0$aBible
$vAtlases |
430 |
#0$aKoran
$zIran |
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Used in an established heading or established heading and subdivision record to
trace a see from reference from a topical term not used in an established heading.
See field
150 for descriptions of most content designators.
Indicators
- First - Undefined
- Second - Undefined
Subfield Codes
- $a - Topical term or geographic name
entry element
(NR)
- $b - Topical term following geographic
name entry element
(NR)
- $i - Reference instruction phrase
(NR)
See
Tracings and
References
- $v - Form subdivision
(R)
- $w - Control subfield
(NR)
See
Tracings and
References
- 0 - Special relationship
- 1 - Tracing use restriction
- 2 - Earlier form of heading
- 3 - Reference display
- $x - General subdivision
(R)
- $y - Chronological subdivision
(R)
- $z - Geographic subdivision
(R)
- $5 - Institution to which field applies
(R)
See
Control Subfields
- $6 - Linkage
(NR)
See
Control Subfields
- $8 - Field link and sequence number
(R)
See
Control Subfields
Examples
450 |
##$aEnglish drama
$xAfrican
authors |
450 |
##$aMusic
$y15th century
$xTheory |
450 |
##$aExclamations (Linguistics) |
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Used in an established heading or established heading and subdivision record to
trace a see from reference from a geographic name not used in an established heading.
See field
151 for descriptions of most content designators.
Indicators
- First - Undefined
- Second - Undefined
Subfield Codes
- $a - Geographic name
(NR)
- $i - Reference instruction phrase
(NR)
See
Tracings and
References
- $v - Form subdivision
(R)
- $w - Control subfield
(NR)
See
Tracings and
References
- 0 - Special relationship
- 1 - Tracing use restriction
- 2 - Earlier form of heading
- 3 - Reference display
- $x - General subdivision
(R)
- $y - Chronological subdivision
(R)
- $z - Geographic subdivision
(R)
- $5 - Institution to which field applies
(R)
See
Control Subfields
- $6 - Linkage
(NR)
See
Control Subfields
- $8 - Field link and sequence number
(R)
See
Control Subfields
Examples
451 |
##$aDipper (Constellation) |
451 |
##$aAdirondacks (N.Y.) |
451 |
##$aWashington Barracks (Washington,
D.C.) |
451 |
##$wnnaa
$aMedina,
Ohio |
451 |
##$aWest Washington (D.C.)
$vMaps |
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Used in an established heading or established heading and subdivision record to
trace a see from reference from a genre/form term not used in an established heading.
See field
155 for descriptions of most content designators.
Indicators
- First - Undefined
- Second - Undefined
Subfield Codes
- $a - Genre/form term
(NR)
- $i - Reference instruction phrase
(NR)
See
Tracings and
References
- $v - Form subdivision
(R)
- $w - Control subfield
(NR)
See
Tracings and
References
- 0 - Special relationship
- 1 - Tracing use restriction
- 2 - Earlier form of heading
- 3 - Reference display
- $x - General subdivision
(R)
- $y - Chronological subdivision
(R)
- $z - Geographic subdivision
(R)
- $5 - Institution to which field applies
(R)
See
Control Subfields
- $6 - Linkage
(NR)
See
Control Subfields
- $8 - Field link and sequence number
(R)
See
Control Subfields
Examples
455 |
##$aOperettas |
455 |
##$aSci-fi |
455 |
##$aPanoramic views |
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Used in an established heading or established heading and subdivision record to
trace a see from reference from a general subdivision not used in an established
heading. See field
180 for descriptions of most content designators.
Indicators
- First - Undefined
- Second - Undefined
Subfield Codes
- $i - Reference instruction phrase
(NR)
See
Tracings and
References
- $v - Form subdivision
(R)
- $w - Control subfield
(NR)
See
Tracings and
References
- 0 - Special relationship
- 1 - Tracing use restriction
- 2 - Earlier form of heading
- 3 - Reference display
- $x - General subdivision
(R)
- $y - Chronological subdivision
(R)
- $z - Geographic subdivision
(R)
- $5 - Institution to which field applies (R)
See
Control Subfields
- $6 - Linkage
(NR)
See
Control Subfields
- $8 - Field link and sequence number
See
Control Subfields
Examples
480 |
##$xKnowledge
$xAesthetics |
480 |
##$xViews on aesthetics |
480 |
##$xViews on aesthetics |
480 |
##$xSocial views |
480 |
##$xViews on politics and
society |
480 |
##$xViews on society |
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Used in an established heading or established heading and subdivision record to
trace a see from reference from a geographic subdivision not used in an established
heading. See field
181 for descriptions of most content designators.
Indicators
- First - Undefined
- Second - Undefined
Subfield Codes
- $i - Reference instruction phrase
(NR)
See
Tracings and
References
- $v - Form subdivision
(R)
- $w - Control subfield
(NR)
See
Tracings and
References
- 0 - Special relationship
- 1 - Tracing use restriction
- 2 - Earlier form of heading
- 3 - Reference display
- $x - General subdivision
(R)
- $y - Chronological subdivision
(R)
- $z - Geographic subdivision
(R)
- $5 - Institution to which field applies (R)
See Control
Subfields
- $6 - Linkage
(NR)
See
Control Subfields
- $8 - Field link and sequence number
(R)
See
Control Subfields
Example
481 |
##$zWashington (State)
$zMount Rainier |
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Used in an established heading or established heading and subdivision record to
trace a see from reference from a chronological subdivision not used in an established
heading. See field
182 for descriptions of most content designators.
Indicators
- First - Undefined
- Second - Undefined
Subfield Codes
- $i - Reference instruction phrase
(NR)
See
Tracings and
References
- $v - Form subdivision
(R)
- $w - Control subfield
(NR)
See
Tracings and
References
- 0 - Special relationship
- 1 - Tracing use restriction
- 2 - Earlier form of heading
- 3 - Reference display
- $x - General subdivision
(R)
- $y - Chronological subdivision
(R)
- $z - Geographic subdivision
(R)
- $5 - Institution to which field applies (R)
See Control
Subfields
- $6 - Linkage
(NR)
See
Control Subfields
- $8 - Field link and sequence number
(R)
See
Control Subfields
Example
482 |
##$yPrimitive and early church, ca.
30-600 |
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Used in an established heading or established heading and subdivision record to
trace a see from reference from a form subdivision not used in an established
heading. See field
185 for descriptions of most content designators.
Indicators
- First - Undefined
- Second - Undefined
Subfield Codes
- $i - Reference instruction phrase
(NR)
See
Tracings and
References
- $v - Form subdivision
(R)
- $w - Control subfield
(NR)
See
Tracings and
References
- 0 - Special relationship
- 1 - Tracing use restriction
- 2 - Earlier form of heading
- 3 - Reference display
- $x - General subdivision
(R)
- $y - Chronological subdivision
(R)
- $z - Geographic subdivision
(R)
- $5 - Institution to which field applies (R)
See Control
Subfields
- $6 - Linkage
(NR)
See
Control Subfields
- $8 - Field link and sequence number
(R)
See
Control Subfields
Examples
485 |
##$vLieder |
485 |
##$vArt songs |
485 |
##$vJournals (Diaries) |
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