863-865 - Enumeration and Chronology-General Information


MARC 21 Holdings - Concise
2008

This is an ARCHIVED VERSION of the 2008 electronic edition of the MARC 21 Concise Formats. Please see loc.gov/marc/concise/ for the most up-to-date version of the electronic MARC 21 Concise Formats.

863 - Enumeration and Chronology - Basic Bibliographic Unit (R)
864 - Enumeration and Chronology - Supplementary Material (R)
865 - Enumeration and Chronology - Indexes (R)

Description of the holdings of a bibliographic item in the collections of the reporting organization. The captions that identify the enumeration and chronology levels and the codes that define the publication pattern of the holdings are contained in the Captions and Pattern fields (853-855) that are linked to the 863-865 fields by a number in subfield $8 (Field link and sequence number).

A general description of the four types of holdings data fields and their relationship to each other is given in the Holdings Data--General Information section. The specific data elements that are required for the compression or expansion of enumeration and chronology data by computer algorithm is given in the the Input Conventions area of the Captions and Pattern Fields--General Information section. A description of compressibility and expandability is given in the Holdings Data--General Information section.

Indicators

First Indicator - Field encoding level
Level of specificity of the enumeration and chronology in the field as reflected in ANSI Z39.44 or ANSI/NISO Z39.7.
# - No information provided
3 - Holdings level 3 [863/864]
Summary enumeration and chronology information (that is, only at the first level of enumeration and chronology) for a basic bibliographic unit (field 863) or supplementary material (field 864).
4 - Holdings level 4
Detailed enumeration and chronology information (that is, the first and all subsequent levels of enumeration and chronology).
5 - Holdings level 4 with piece designation
Detailed enumeration and chronology information and an identifying number for the physical piece in subfield $p (Piece designation).
Second Indicator - Form of holdings
Whether the enumeration and chronology is expressed in a compressed or uncompressed (itemized) form and whether the 863-865 field or an 866-868 Textual Holdings field should be used for display purposes.
# - No information provided
0 - Compressed [863/864]
1 - Uncompressed
2 - Compressed, use textual display [863/864]
Display should be generated from the 866/867 Textual Holdings field that is linked to the 863 or 864 field by the linking number in subfield $8 (Field link and sequence number).
3 - Uncompressed, use textual display
Display should be generated from the 866-868 Textual Holdings field that is linked to the 863-865 field by the linking number in subfield $8 (Field link and sequence number).
4 - Item(s) not published [863/864]
Parts described in the field are unpublished.

SUBFIELD CODES

$a-$h: Enumeration: Levels of enumeration that either appear on an item or that are used by the reporting organization to record the receipt of an item. These enumeration subfields are correlated with the enumeration caption subfields $a-$h in the 853-855 Captions and Pattern field linked to the 863-865 field, although the same subfields need not always be present. Full correlation of the enumeration level and the caption subfields $a-$h in linked 853-855/863-865 fields is not required when captions are not desired for displaying the holdings statement. Full correlation is required when compression or expansion of the field 863 or 864 enumeration by computer algorithm is desired. If there is no enumeration on the item for some level, enumeration may be invented and enclosed in brackets ([ ]).
When alternative numbering schemes are applicable to an item, subfields $g and $h contain the alternative enumeration. If more than two levels of alternative enumeration are required, an 866-868 Textual Holdings field is used.
When only chronology is used on an item (that is, the item carries no enumeration), the chronology is contained in the relevant enumeration subfield ($a-$h) instead of the chronology subfields ($i-$m).
$a - First level of enumeration
$b - Second level of enumeration
$e - Fifth level of enumeration
$f - Sixth level of enumeration
$g - Alternative numbering scheme, first level of enumeration
$h - Alternative numbering scheme, second level of enumeration
$i-$m: Chronology: Hierarchical levels of chronology that either appear on an item or that are used by the reporting organization to record the receipt of an item. These chronology subfields are correlated with subfields $i-$m in the 853-855 Captions and Pattern field linked to the 863-865 field, although the same subfields need not always be present. Full correlation of the chronology level and the caption subfields $i-$m in linked 853-855/863-865 fields is not required when captions are not desired for displaying the holdings statement. Full correlation is required when compression or expansion of the field 863 or 864 chronology by computer algorithm is desired. If an applicable chronology level is lacking on the item, chronology may be invented and enclosed in brackets ([ ]).
Months and seasons may be expressed either in natural language or by the following codes:
Month Season
01-12 - Month 21 - Spring
22 - Summer
23 - Autumn
24 - Winter
Month codes of less than two digits is right justified and the unused position contains a zero.
When an alternative chronology scheme is applicable to an item, subfield $m contains the alternative chronology. If more than one level of alternative chronology is required, an 866-868 Textual Holdings field is used.
When only chronology is used on an item (that is, the item carries no enumeration), the chronology is contained in the relevant enumeration subfield ($a-$h) instead of the chronology subfields ($i-$m).
$i - First level of chronology
$j - Second level of chronology
$k - Third level of chronology
$l - Fourth level of chronology
$m - Alternative numbering scheme, chronology
$n - Converted Gregorian year
Gregorian-calendar conversion of a year that is recorded in a non-Gregorian scheme in a chronology-level subfield ($i-$m).
$o - Type of unit
Title of unit (e.g., annual buyer's guide, subject index) in the enumeration hierarchy when it has no associated sequence numbering. When used, subfield $o immediately follows the enumeration subfield to which it refers. When the title of unit applies to the bibliographic entity as a whole, rather than to a portion of its enumeration, field 844 (Name of unit) is used.
$p - Piece designation
Identification of a piece. The designation may be an identification number such as a bar code number or an accession number.
The piece designation may be preceded by an uppercase B or U to specify whether the piece is bound or unbound. When no piece designation exists, a double slash (//) may be recorded in subfield $p to signify that the holdings relate to a piece.
When the piece designation applies to the entire holdings statement, it is recorded in subfield $p (Piece designation) of field 852 (Location). When the piece designation applies to the enumeration and chronology recorded in field 863-865 it is recorded there. When the piece designation applies only at the item level, it is recorded in subfield $p of the item information field 876-878.
$q - Piece physical condition
When the piece physical condition applies to the entire holdings statement, it is recorded in subfield $q (Piece physical condition) of field 852 (Location). Physical condition information for making preservation decisions is contained in field 583 (Action Note).
$s - Copyright article-fee code
Description of the copyright article-fee code is given in field 018 (Copyright Article-Fee Code) of the MARC 21 Format for Bibliographic Data .
$t - Copy number
Single copy number or a range of numbers for copies that have the same location and call number.
$v - Issuing date [865]
Date of issuance of an index.
$w - Break indicator
One-character code that indicates the reason for a break in the enumeration and chronology.
g - Gap break
Part(s) are lacking in the holdings of the reporting organization. Also used when there is doubt as to the cause of the break or when the cause is not known.
n - Nongap break
Break is due to unpublished part(s) or a lack of continuity in the enumeration and chronology of the parts.
$x - Nonpublic note
$z - Public note
$6 - Linkage
See description of this subfield in Appendix A: Control Subfields.
$8 - Field link and sequence number
See description of this subfield in Appendix A: Control Subfields.


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